Digging Deeper into FM Issues: The 5 Whys Technique - The FM Press

Digging Deeper into FM Issues: The 5 Whys Technique

In the fast-paced world of Facilities Management, solving recurring issues quickly and permanently is essential. One of the most effective root cause identification tools is the 5 Whys—a simple, structured technique used to peel away the layers of a problem and uncover its true source.

Originally developed by Sakichi Toyoda and widely applied in Lean and Six Sigma methodologies, the 5 Whys is now a staple in FM operations aiming for operational excellence.


What is the 5 Whys Technique?

The 5 Whys is a root cause analysis method that involves asking "Why?" multiple times—typically five—to trace the cause-and-effect chain of a problem. It is most effective for issues involving human error, process breakdowns, or overlooked maintenance practices.


How to Use the 5 Whys in Facilities Management

Here’s a simple process tailored for FM:

Define the Problem
Start with a clear problem statement (e.g., HVAC system failed in Zone 3).

Ask “Why?” and write the answer
Example: Why did the HVAC system fail? → Because the compressor stopped working.

Continue asking “Why?”
Drill deeper at each level:

Why did the compressor stop? → Because of overheating.

Why did it overheat? → Because of poor ventilation.

Why was ventilation poor? → Because the air filters were clogged.

Why were filters clogged? → Because they were not replaced during the last PM cycle.

Reach the root cause
In this case: Preventive maintenance schedule was missed.

Apply corrective and preventive action (CAPA)
Update PM protocols, re-train staff, implement digital reminders via CAFM.


FM Case Example: Water Leak in Electrical Room

Why 1: Why was there a leak in the electrical room?
→ A pipe burst above the ceiling.

Why 2: Why did the pipe burst?
→ Due to high water pressure.

Why 3: Why was the water pressure too high?
→ Pressure-reducing valve (PRV) failed.

Why 4: Why did the PRV fail?
→ It wasn’t inspected during the last scheduled maintenance.

Why 5: Why was it missed?
→ Because it wasn’t included in the maintenance checklist.

Root Cause: Incomplete maintenance checklist.


Benefits of the 5 Whys in FM

Quick to implement – no software required

Promotes a culture of continuous improvement

Enhances team problem-solving skills

Reduces recurrence of costly issues

Improves service quality and compliance


Best Practices for Effective Use

Involve a cross-functional team (technical + operations)

Stay focused on process causes, not blaming people

Document findings for audits and compliance

Integrate into RCA or FM dashboards (e.g., CAFM reports)

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